Privacy Policy
Hotchkis and Wiley Capital Management, LLC (HWCM) values our relationships with our clients as our most important asset. We are committed to safeguarding our clients’ confidential non-public personal information. Our privacy policy outlines the steps we take to protect our clients’ personal information.
HWCM collects non-public information about you from the following sources in the normal course of business to serve you better:
- Information we receive about you on applications, questionnaires or other forms;
- Information you give us orally or in written or electronic correspondence;
- Information about your transactions with us, financial intermediaries or others;
- Information received from your custodian, consultant, attorneys, or others; and
- Information provided and captured on our website, including any information captured on our website through the use of “cookies”.
HWCM does not sell your personal information to anyone, nor do we disclose your personal information
to unaffiliated third parties without your authorization, except to your authorized representatives
(including consultants, attorneys or accountants). We may also disclose your personal information to
financial intermediaries (such as broker-dealers or custodians), but only as permitted by law and only
as necessary for us to provide agreed services and products to you. HWCM may also disclose your
personal information to other service providers with which we have business arrangements to help
administer our business. These service providers are bound by law or by contract to use this
information only for the services for which we hired them, and are not permitted to use or share this
information for any other purposes. In limited circumstances, we may disclose your personal information
as required by law or in response to inquiries from governmental or self-regulatory authorities.
HWCM limits access to your personal information, as much as practicable, to those employees who need to
know that information to provide products and services to you. We also maintain physical, electronic and
procedural safeguards to guard your non-public personal information.
HWCM applies this policy to current and former clients.
Copyright © 2010 Hotchkis and Wiley Capital Management, LLC